Compliance Officer

At My Funded Futures, we’re transforming the world of proprietary trading by giving traders the capital, tools, and community they need to succeed.

We blend innovation, transparency, and performance to create opportunity — helping traders scale faster and smarter. If you’re passionate about fintech, financial markets, and data-driven growth, you’ll fit right in.

Explore our open roles below and see how you can help us shape the future of funded trading.

POSITION OVERVIEW

We are seeking an experienced Trade Conduct Compliance Officer to serve as the firm's primary subject matter expert on trading surveillance, market conduct, and exchange-level compliance obligations. This individual will be responsible for monitoring, investigating, and escalating trading activity across the firm's proprietary trading operations and IB business to ensure adherence to CFTC regulations, NFA rules, and the rulebooks of applicable Designated Contract Markets (DCMs). This is a highly analytical, market-facing role requiring deep fluency in futures and derivatives trading mechanics.

KEY RESPONSIBILITIES

Trade Surveillance & Market Conduct Monitoring

• Design, operate, and continuously enhance the firm's trade surveillance program, covering the full spectrum of manipulative and disruptive trading practices including spoofing, layering, wash trading, pre-arranged trading, and banging the close.
• Monitor proprietary trading and IB-introduced order flow for compliance with CFTC Regulation 180.1 (anti-manipulation), 180.2 (price manipulation), and applicable DCM rules.
• Conduct daily, weekly, and periodic reviews of trading alerts generated by surveillance systems; triage, investigate, and document findings with appropriate escalation.
• Maintain comprehensive surveillance logs and investigation records sufficient to demonstrate a robust supervisory system to NFA examiners.
• Liaise with FCM and other exchange surveillance departments in response to inquiries, trading halts, and audit trail requests.

Regulatory Compliance — Trading Operations

• Own compliance with audit trail, large trader reporting obligations and ongoing position monitoring.
• Monitor and ensure compliance with position limits established FCM across all products traded by the prop desk and IB customers.
• Oversee compliance with NFA requirements for trade record-keeping, including order ticket retention, time-stamping, and voice/electronic communication capture.

Best Execution & Order Handling