Associate, Compliance and Oversight
Legal & CompliancePosted 15 Jul 2026
Advertised as “Associate, Compliance and Oversight - 12month FTC”
Posted 15 Jul 2026
Advertised as “Associate, Compliance and Oversight - 12month FTC”
The original posting with the fluff stripped out
No unique specialisation
CertificationsICA qualification
Lloyd’s is the world’s leading insurance and reinsurance marketplace, bringing together the world’s leading risk takers to advance global progress.
Our strategy is focused on delivering strong underwriting performance, operating an efficient and flexible marketplace, and maximising the capital advantage of the Lloyd’s market — while continuing to build a Lloyd’s we are proud of.
How we deliver this, matters. We take the risk, make things happen, and own the outcome — working together across our global network to turn insight into impact.
What you’ll be doing
You’ll play a vital role in protecting the strength and reputation of the Lloyd’s market. Working across corporate members and third‑party capital providers, you’ll help ensure we meet our regulatory, governance and trustee responsibilities — clearly, consistently and confidently.
You’ll:
Deliver compliance reviews across membership and third‑party capital provider applications and lifecycle activity
Carry out quality control, assurance and high‑risk investigations, including sanctions and PEPs
Monitor regulatory and statutory risk indicators and act early when something doesn’t look right
Manage complaints, non‑compliance and off‑boarding processes with care and professionalism
Maintain accurate compliance data, reporting and MI
Support compliance and financial crime training across the market
Build trusted relationships with members, agents, brokers and internal teams
Improve how we work by strengthening controls, processes and systems
What you’ll bring
You don’t need to know everything on day one. But you’ll bring curiosity, sound judgement and a commitment to getting things right.
You’ll likely have:
Experience working in a regulated environment
Strong analytical skills and great attention to detail
Confidence interpreting rules, policies and regulatory requirements
The ability to manage multiple priorities and deadlines
Clear, professional and inclusive communication skills
Experience handling complex queries and stakeholder relationships
A continuous improvement mindset
Knowledge of Lloyd’s regulatory, trustee or membership frameworks is valuable. Experience in compliance, financial crime or risk and control environments will help you thrive.
An ICA qualification (or studying towards one) is preferred — but not essential.
Being inclusive at Lloyd’s is integral to how we work — and how we deliver impact.
We aim to build a diverse, inclusive environment that reflects the global markets we serve, where everyone is treated with dignity and respect and supported to reach their full potential.
We take the risk by challenging traditional thinking and being proactive about inclusion. That means being open and positive about workplace adjustments, prioritising health and wellbeing, and investing in diversity and inclusion training so everyone feels able to contribute and succeed.
We make things happen by turning our commitment into action. Through employee networks, mentoring, volunteering opportunities and sustained investment in professional development, we create an environment where inclusion is experienced day‑to‑day — not just talked about.
We own the outcome by focusing on impact. By bringing together diverse perspectives and the best minds in the industry, we work collaboratively with underwriters and brokers to create innovative, responsive solutions that share risk and solve complex problems across global markets.
Should you require any additional support with your application, or any adjustments, please click the following link;