Associate, Regulatory Reporting

Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for reviewing and conducting exception management on regulatory reports submitted to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Working with Business Intelligence tools, including Alteryx and SQL, to develop BI solutions and define strategies. Analyzing large data sets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams, including Engineering, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress. Working with internal and external counterparties, including stakeholders in the business, engineering, compliance and legal, counselors and clients.

Job Requirements: Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, Civil Engineering, or related field and two (2) years of experience in the job offered or a related role. Prior experience must include two (2) years with: US-based regulatory obligations from FINRA, SEC, or FDIC; business Intelligence tools including Alteryx; SQL (Structured Query Language); analyzing large datasets to ensure data accuracy and resolve discrepancies; conducting risk and compliance monitoring; process automation to improve reporting efficiency and reduce operational risk; working with market and financial instruments including equities, exchange traded derivatives, and OTC derivatives for regulatory reporting; and project management tools including JIRA.

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