Senior Trade Processing

Job Duties: Senior Associate, Trade Processing with Folio Financial, Inc. in Salt Lake City, Utah. Analyze regulatory reports as required by ensuring that all trades and account activities comply with current regulations and reporting standards. Process various financial transactions, including wire transfers, securities transactions, and fund transfers, ensuring accuracy and compliance with FINRA and IRS regulations. Reconcile client account transactions with firm ledger and records including performing detailed data analysis and comparison. Audit financial transactions and work with internal teams for regulatory reporting and/or external auditors as required. Address and process client requests received and ensuring timely resolution and accurate documentation in accordance with internal protocols. Streamlining processes, risk reduction and improving operational processes and procedures, contributing to increased efficiency by working with internal teams to ensure seamless coordination and communication. 

Job Requirements: Master’s degree (U.S. or foreign equivalent) in Economics, Finance, Business Administration, Financial Analysis, or a related field and one (1) year of experience in the job offered or related role OR Bachelor’s degree (U.S. or foreign equivalent) in Economics, Finance, Business Administration, Financial Analysis, or a related field and three (3) years of experience in the job offered or related role. Prior experience must include at least one (1) year with master’s degree or three (3) years with bachelor's degree with the following:  reviewing client account transactions accuracy and making manual adjustments transactions in Client account ledger system system to reflect accurate information; monitoring and streamlining case management workflows to provide real-time updates to clients; completing Quality Assurance (QA) reviews using data from external platforms by leveraging data audit reports from tax vendor to verify data accuracy through analysis and presentation of report accuracy rates; defining system functionality and workflow requirements for engineering, ensuring adherence to internal policies and external regulations; using pre-deployment product testing, leveraging testing environment to identify and log bugs issues and conduct data collection for resolutions with the engineering team; using data analysis techniques to extract meaningful insights from financial data and communicate findings to management; and establishing key performance indicators (KPIs) to measure the effectiveness of process improvements and monitoring performance over time to identify areas for further improvement.

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